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The E.L.I.T.I.E Pillars: A Practical Framework for Ethical Leadership in Intelligence

Written by Roseleen Woodman | 9 December 2025 10:37:08 PM

Ethical leadership in intelligence collection rarely fails in a single moment. It erodes gradually through stretched mandates, unclear consent, subtle political pressure, and records that cannot show what was known, believed, and intended at the time. In that environment, leaders are not just setting targets. They are shaping how far their people will go for the mission, what they will accept, and what they choose not to record or report.

The E.L.I.T.I.E Pillars are a practical way to keep that pressure under control. Developed from experience across law enforcement, corrections, and national security, they turn ethical leadership into six operational disciplines that can be applied in tasking meetings, targeting boards, and collection plans:

  1. Establish ethical boundaries
  2. Lead by moral example
  3. Informed autonomy and consent
  4. Transparency through institutional reflexivity
  5. Independent analysis and de-politicisation
  6. Ethical foresight and planning

As with early warning signs of politicisation, the objective is not to add more doctrine. It is to provide small repeatable practices that help keep purpose, power, and data aligned under pressure.

What is Ethical Intelligence?

In intelligence, leadership is often described in terms of speed, secrecy, and coordination. Ethical leadership introduces an additional requirement: the use of exceptional powers must remain lawful, proportionate, and explainable to people who were not present when the decisions were made. It is not only about personal character. It is about how leaders design boundaries, shape incentives, and create a record that a reasonable external reviewer could follow.

Legal compliance is necessary but not sufficient. Past operations and historical failures show that activities can fall within formal legal authorities yet still generate public concern, harm vulnerable people, or damage the agency's long-term legitimacy. The gap between what is ‘legal’ and what is perceived as ‘legitimate’ must be managed deliberately, not assumed away.

The E.L.I.T.I.E pillars treat ethics as part of operational design, not as a retrospective check. Each pillar links a leadership responsibility to practical tools, such as structured notes, overlays, recorded dissent, and forward-looking exercises, which can be integrated into existing processes with minimal disruption.

Establish Ethical Boundaries

Without clear and visible boundaries, collection powers tend to expand to fill the available space. New technologies, new data flows, and joint operations create areas where acceptable practice is uncertain. In these conditions, existing habits can become the default, even when the environment and risks have changed.

The leadership responsibility is to translate ethical rules into operational structures. This includes:

  • Fixed prohibitions: clearly stated activities, targets, or methods that are not permitted, regardless of operational pressure or anticipated gains.
  • Graduated thresholds: more demanding ethical tests where collection involves vulnerable people, highly intrusive methods, or large-scale surveillance. The more intrusive or opaque the method, the stronger the required justification and safeguards.

Practical Tools

Ethical overlays on collection plans

Every significant operation is accompanied by a brief ‘ethical overlay’ alongside legal advice. It records:

  • The mandate and its limits.
  • The categories of people affected (including any constrained or vulnerable groups).
  • The intrusive steps, with conditions for their use.
  • Non-negotiable prohibitions.

If a proposal conflicts with a recorded prohibition, the plan is either redesigned or not approved. The overlay is formally authorised and dated like any other operational document.

Dual track reviews

Ethics advisers or trained ‘ethics leads’ are involved from the start of planning, not only at the end. Their role is to identify pressure points, ask what will happen if a practice expands or is repeated, and set triggers for renewed approval when the scope changes. During executive, they are re-engaged when thresholds are approached or exceeded, rather than only after a complaint or incident.

A simple test is whether an external review could, from documentation alone, determine the operation's ethical boundaries and who approved them. If not, the boundary work is incomplete.

Lead by Moral Example

In covert work, staff often learn more from observed behaviour than from written policy. If leaders ignore procedures "just this once,"  avoid scrutiny, or reward outcomes regardless of methods, those signals become the practical standard.

The responsibility of the leadership is therefore to demonstrate ethical judgement in how decisions are made, explained, and reviewed. This includes:

  • Explaining not only what was decided, by why a stricter or more protective option was chosen when a simpler option was available.
  • Making clear that raising ethical concerns is a contribution to mission success, not a risk to career progression.
  • Acknowledging errors openly, especially where operational outcomes were effective but ethically difficult.

Practical Tools

Ethical debriefs

Significant operations conclude with a short, structured debrief that asks:

  • Where did we experience the greatest ethical tension?
  • What, if anything, should we change next time?
  • Did any individual or group bear more risk than they understood?

The senior leader attends, listens before speaking, and ensures that improvements are identified, documented and assigned.

Leadership 360-degree feedback on ethics

Performance reviews for senior staff include feedback on how they respond to ethical questions, considering:

  • Do they encourage challenge?
  • Do they protect staff who raise concerns?
  • Do they explain reasoning clearly and consistently?

This approach treats ethical conduct as a core part of leadership performance, rather than a separate or optional quality.

Informed Autonomy and Consent

Much intelligence does not allow for fully informed, freely given consent. Surveillance is covert. Human sources may act under constraint, obligation, or incomplete information. People in prisons, immigration detention, or high-risk communities often have limited capacity to refuse engagement.

This reality does not remove ethical responsibilities; it increases them. Where genuine consent is restricted or impossible, leaders must actively guard against treating people purely as instruments.

The leadership responsibility is to ensure that considerations of autonomy remain visible in decisions, even when full consent cannot be achieved.

Practical Tools

Autonomy risk assessment

For operations involving constrained or vulnerable people, leaders approve a brief assessment that records:

  • Who has limited capacity to refuse or understand what is occurring?
  • What additional protections are in place (for example, tighter targeting, time limits, or reduced retention of information)?
  • What will not be done to secure cooperation (for example, threats, misleading information about legal rights, or misuse of dependency)?

This assessment is attached to the operational plan and updated if the profile of affected people changes.

Minimum respect protocols

In custodial or otherwise coercive settings, respect for autonomy is reflected in practice:

  • Use clear, plain language explanations wherever security rules permit.
  • Define specific exclusions (for legal, health, or religious communications) and auditing compliance with those exclusions.
  • Offer realistic options to pause, question, or review interactions, without inappropriate penalty, where operationally feasible.

A simple test to run is if the affected person later saw the record of how their autonomy was considered, would it reflect a genuine effort to protect their interests, or only a legal formula?

Transparency through Institutional Reflexivity

Full public transparency is not possible in intelligence. However, complete internal opacity is unsafe. Ethical blind spots grow where decisions are not questioned and where no one is required to ask, “Are we still comfortable with this practice?"

Institutional reflexivity is a form of internal transparency that allows the organisation to examine itself clearly, recognise discomfort, and adjust before an external investigation or public controversy forces change.

The leadership is responsible for making reflexive review a regular activity, not an occasional response to failure.

Practical Tools

Ethical after-action review

Following major operations, a structured review is conducted that:

  • Focuses on ethical reasoning and downstream effects, not only operational performance.
  • Includes legal, operational, technical, and welfare perspectives.
  • Documents both justified decisions and “near-miss” cases where ethical limits were almost exceeded.

Key insights are anonymised where necessary and stored in an internal ‘ethical lessons’ collection so that future planners can see how similar dilemmas were addressed.

Protected ethical reporting channels

Clear, well-publicised pathways, such as designated officers, secure communication channels, or dedicated panels, allow staff to raise ethical concerns outside their direct line management. Leaders must commit to:

  • Acknowledging each concern.
  • Providing feedback on the action taken or the reasons for no action.
  • Protecting the person who raised the concern from adverse consequences.

A simple test, when an external oversight body asks, “How do you learn from ethical mistakes?’ is, can the organisation point to specific routines and records, rather than only broad statements?

Independent Analysis and De-politicisation

Intelligence analysis loses value when it is adjusted to fit what influential stakeholders prefer to hear. Politicisation seldom appears as a direct instruction. It emerges as softened language, missing caveats, selective use of information, or the exclusion of inconvenient assessments.

The leadership responsibility is to protect analytic work from political influence, both external and internal, and to demonstrate that protection in the record.

Practical Tools

Analytic separation mechanisms

For topics that are politically sensitive or high-profile:

  • Separate the analytic chain of command from policy advocates wherever feasible.
  • Use structured challenge processes, such as red teaming or independent peer review, for important assessments.
  • Record significant changes to wording, especially probability estimates or caveats, together with reasons for those changes.

Senior leaders affirm and model the principle that intelligence is designed to inform policy decisions, not to promote a particular policy position.

Recorded Dissent

Analysts are allowed to record a concise minority view in key assessments when they disagree on method, confidence level, or interpretation. This dissent:

  • Is visible to decision makers.
  • Is retained with the main assessment.
  • Does not lead to retaliation or disadvantage.

This process preserves alternative interpretations and reduces pressure to converge on a single, politically convenient narrative.

Ethical Foresight and Planning

Many ethical failures do not arise from a single serious breach. They develop through a series of individually reasonable decisions that, taken together, create practices that would not have been endorsed at the outset. Emerging technologies and new data sources can accelerate this gradual expansion, making it harder to detect.

The leadership responsibility is to look ahead and ask not only “Is this justified now?” but also:

  • “What happens if this practice becomes normal?”
  • “What happens if this activity becomes publicly known?”
  • “What happens if other organisations copy this method without our safeguards?”

Practical Tools

Ethical Scenario Exercises

Alongside strategic planning, agencies hold regular exercises in which diverse teams consider:

  • Future uses of existing tools (for example, automated analysis, biometric integration, or large-scale data matching).
  • Potential sources of legal challenge or public concern.
  • Likely impacts on trust with affected communities if current or proposed practices are revealed.

The results are recorded in a concise “ethical risk register” that sits alongside traditional risk and threat registers.

Pre-commitment on limits

Before deploying a new or powerful capability, leaders record:

  • Where and in what circumstances it may be used.
  • Who may authorise any expansion of its use.
  • Which indicators will trigger review, pause, or withdrawal (for example, increased error rates, unanticipated negative effects, or ongoing ethical concern from staff).

This makes it harder for exceptional measures to become routine without deliberate re-authorisation.

Putting the Pillars to Work

Considered individually, each pillar is modest. Taken together, they form a practical agreement between leaders, their staff, and the public they serve:

  • Ethical Boundaries ensure that powers remain aligned with clear mandates, not with habit or convenience.
  • Lead by Example demonstrates that ethical conduct is a core element of performance, not a secondary concern.
  • Informed Autonomy ensures that people with limited choice are not treated as expendable.
  • Transparency through Reflexivity creates structured opportunities to identify and correct emerging problems.
  • Independence safeguards truthful analysis from political influence.
  • Ethical Foresight reduces the risk that short-term success leads to long-term harm.

These disciplines can be embedded in existing artefacts: collection notes, decision logs, operational reviews, and oversight reports. They do not require new slogans or complex frameworks. They require leaders to state clearly what they value, connect those values to real decisions, and keep those commitments visible when operational and political pressure increases.

Conclusion

Intelligence professionals operate close to the limits of what a democratic state permits. That boundary will always be disputed and re-examined. The E.L.I.T.I.E pillars do not remove this tension. They offer a structured way for leaders to manage it without losing ethical direction.

By turning ethics into a set of daily disciplines, establishing boundaries, leading by example, protecting informed autonomy, promoting transparency through reflexive review, safeguarding independent analysis, and planning with ethical foresight, agencies can conduct demanding operations while still leaving a record that an independent external reviewer can understand and assess.

This is the central test of ethical leadership in intelligence: not whether difficult choices disappear, but whether those choices remain explainable, proportionate, and worthy of the trust they require.

Publication Statement

AI tools were used to assist with structuring and editing for clarity. All views expressed are those of the author(s) and are offered to support open, respectful discussion. The Institute for Intelligence Professionalisation values independent and alternative perspectives, provided safety, privacy, and dignity are upheld.